Jacob Z. Barrie
Professional summary
Jacob Zachery Brady Barrie, who also goes by Jacob Zachery Brady Barrie, Jacob Barrie, Jacob Zachery Brady Barrie, is a registered financial professional currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2020. Jacob has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Zachery Brady Barrie's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2023 - Present
RIVERSOURCE DISTRIBUTORS, INC.
Office #1: 707 Second Avenue South, Minneapolis, MN 55474February 6, 2023 - February 28, 2023
SEQUENT PLANNING, LLC
October 18, 2021 - July 18, 2022
VALIC FINANCIAL ADVISORS, INC.
October 18, 2021 - July 18, 2022
VALIC FINANCIAL ADVISORS, INC.
April 7, 2021 - September 17, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
April 7, 2021 - September 17, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
November 9, 2020 - April 6, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 16, 2020 - April 6, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2024)
(2/19/2024)
(2/19/2024)
(4/10/2025)
(4/10/2025)
(3/16/2023)
(4/10/2025)
(2/19/2024)
(4/10/2025)
(4/10/2025)
(2/19/2024)
(4/10/2025)
Exams
Series 7TO
Date: 9/16/2020
General Securities Representative ExaminationFINRA
Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
CRD#: 139135 / SEC#: , 8-67196
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 1975307 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| LASSWELL, MARK THOMAS | CHIEF COMPLIANCE OFFICER | 2092593 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| SHERMAN, KARA DALY | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4567825 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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