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FIRM PROFILE
Overview
RIVERSOURCE DISTRIBUTORS, INC. is located at 707 Second Avenue South, Minneapolis, MN 55474 and was first established at Kansas City, Delaware in 12/09/2005. After operating for 20 years, RIVERSOURCE DISTRIBUTORS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RIVERSOURCE DISTRIBUTORS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. RIVERSOURCE DISTRIBUTORS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RIVERSOURCE DISTRIBUTORS, INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 2 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RIVERSOURCE DISTRIBUTORS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RIVERSOURCE DISTRIBUTORS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for RIVERSOURCE DISTRIBUTORS, INC. Comes From
Understanding the Statistics for RIVERSOURCE DISTRIBUTORS, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
707 Second Avenue South, Minneapolis, MN 55474
5229 Ameriprise Financial Center, Minneapolis, MN 55474
Medium
(612) 671-7449
Delaware since 12/09/2005
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | ||
| ALVERO, GUMER CRUZ | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 1975307 | |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 | |
| LASSWELL, MARK THOMAS | CHIEF COMPLIANCE OFFICER | 2092593 | |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 | |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 | |
| SHERMAN, KARA DALY | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4567825 |
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Advisor's working at RIVERSOURCE DISTRIBUTORS, INC.
Edward Michael Sekula
Jeanne Marie Peterson
Joseph Daniel Fleming
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