MH
Matthew J. Herink
HAZLETT, BURT & WATSON
Barnesville, OH 43713
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CRD#: 7255544
MH
Professional summary
Matthew J Herink is a registered financial advisor currently at HAZLETT, BURT & WATSON, INC. located in Barnesville, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CARPENTER & ASSOCIATES; Investment related; 92 N. Court, Ste. 101, Athens, OH; DBA for Carpenter & Associates Financial and Advisory Services; RR/AR; 01/01/2022; 160 hours per month on this activity/all during trading hours; Sales and service of securities and advisory services. 2. LEXAURUM ADVISORS LLC.; Securities Related; 6731 W 121 St., STE 227, Overland Park, KS; RIA; IAR; 03/08/2022; 160 hours per month spent on this activity/all during trading hours; Investment advisory and financial planning services.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew J Herink's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew J Herink's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2024 - Present
HAZLETT, BURT & WATSON, INC.
Office #1: 179 East Main Street First Floor, Barnesville, OH 43713RIA
BD
CRD#: 396
Barnesville, OH
Current
December 3, 2024 - Present
HAZLETT, BURT & WATSON, INC.
Office #1: 179 East Main Street First Floor, Barnesville, OH 43713RIA
BD
CRD#: 396
Barnesville, OH
Past
March 8, 2022 - November 26, 2024
LEXAURUM ADVISORS
RIA
CRD#: 283653
Athens, OH
Past
January 17, 2022 - November 26, 2024
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
Athens, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
CRD#: 396 / SEC#: 801-66333, 8-17737
RIA
Registered Investment Advisory firm - SEC (3/29/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/13/2025)
RR
Florida(2/13/2025)
IAR
Florida(2/14/2025)
RR
Georgia(2/13/2025)
RR
Indiana(2/13/2025)
IAR
Indiana(2/14/2025)
RR
Kentucky(2/13/2025)
RR
Maryland(2/13/2025)
IAR
Maryland(4/2/2025)
RR
New York(2/13/2025)
RR
North Carolina(12/4/2024)
IAR
North Carolina(2/14/2025)
RR
Ohio(12/3/2024)
IAR
Ohio(12/3/2024)
RR
Pennsylvania(12/4/2024)
RR
Texas(2/13/2025)
RR
Virginia(2/13/2025)
IAR
Virginia(2/14/2025)
RR
West Virginia(12/3/2024)
IAR
West Virginia(12/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/15/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HAZLETT, BURT & WATSON, INC.
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
CRD#: 396 / SEC#: 801-66333, 8-17737
RIA
Registered Investment Advisory firm - SEC (3/29/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1300 Chapline Street, Wheeling, WV 26003
Mailing Address
1300 Chapline Street, Wheeling, WV 26003
Phone number
(304) 233-3312
Established
West Virginia since 09/06/1973
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
19
SEC notice filing (15 States and Territories)
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HB&W, INC. | PARENT COMPANY | |
| BARICKMAN, MICHAEL THOMPSON | EXEC VP / DIRECTOR | 1535665 |
| BIDWELL, TIMOTHY MORGAN | EXEC VP / CFO / CHIEF COMPLIANCE OFFICER / DIRECTOR | 4296834 |
| BURECH, HAROLD BRUCE | DIRECTOR /SR VP | 856313 |
| ECHOLS, MARILYNN SUE | EXECUTIVE VICE PRESIDENT / DIRECTOR | 818946 |
| MARSH, JASON LEE | CHAIRMAN / CEO / DIRECTOR | 4792963 |
| WEAVER, GEORGE SPERRY III | SR EXEC VP / DIRECTOR | 1061710 |
Regulatory assets under management
| Total Number of Accounts | 2,314 |
| AUM (Assets Under Management) | $ 1,197,878,280 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/19/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HAZLETT, BURT & WATSON, INC.
CRD#: 396Barnesville, OH 43713TRUST BUT VERIFY
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