Cody Baldwin
Professional summary
Cody Baldwin is a registered financial advisor currently at COPPER BEECH FINANCIAL GROUP, LLC located in Moorestown, New Jersey and OSAIC WEALTH, INC. located in Moorestown, New Jersey.
Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Cody has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cody Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2024 - Present
COPPER BEECH FINANCIAL GROUP, LLC
Office #1: 1223 N. Church Street, Moorestown, NJ 08057October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1223 N. Church Street, Moorestown, NJ 08057May 18, 2023 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
COPPER BEECH FINANCIAL GROUP, LLC
CRD#: 313156 / SEC#: 801-121409
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/29/2024)
Exams
Series 7TO
Date: 5/18/2023
General Securities Representative ExaminationFINRA
Current Firm
COPPER BEECH FINANCIAL GROUP, LLC
CRD#: 313156 / SEC#: 801-121409
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 468 |
| AUM (Assets Under Management) | $ 189,126,534 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/10/2025 | ||
| 09/29/2023 |
Red Flags
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