Caleb J. Fry

MASON INVESTMENT ADVISORY SERVICES

Reston, VA 20190

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CRD#: 7255070

Professional summary

Caleb James Fry is a registered financial advisor currently at MASON INVESTMENT ADVISORY SERVICES INC located in Reston, Virginia.

Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Caleb has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 5/2022- Water Street Financial- DBA for LPL Business (entity for LPL business)- inv. related- Winchester, VA 2) 05/24/2022 - Water Street Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 4/2022 100 Hours Per Month/ 75 Hours During Securities Trading - Time Spent 100%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb James Fry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2023 - Present

MASON INVESTMENT ADVISORY SERVICES INC

Office #1: 11921 Freedom Drive Suite 1000, Reston, VA 20190

RIA

CRD#: 111113

Reston, VA

Past

October 27, 2023 - November 10, 2025

MASON SECURITIES, INC.

CRD#: 12967

RESTON, VA

Past

May 18, 2022 - August 14, 2023

WATER STREET FINANCIAL LLC

RIA

CRD#: 314822

WINCHESTER, VA

Past

May 3, 2022 - August 22, 2023

LPL FINANCIAL LLC

CRD#: 6413

WINCHESTER, VA

Past

February 17, 2022 - April 11, 2022

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

Ashburn, VA

Past

November 20, 2021 - April 11, 2022

VALMARK SECURITIES, INC.

CRD#: 31243

ASHBURN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASON INVESTMENT ADVISORY SERVICES INC

CRD#: 111113 / SEC#: 801-18054

RIA

Registered Investment Advisory firm - (12/20/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/20/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/18/2021

Securities Industry Essentials Examination

Current Firm

MASON INVESTMENT ADVISORY SERVICES INC

CRD#: 111113 / SEC#: 801-18054

RIA

Registered Investment Advisory firm - (12/20/1982 Approved)

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Contact information

Main Address

11921 Freedom Drive Suite 1000, Reston, VA 20190

Mailing Address

Phone number

(703) 716-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,110
AUM (Assets Under Management)	$ 13,204,245,927

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Caleb J. Fry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb James Fry's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASON SECURITIES, INC.

WATER STREET FINANCIAL LLC

LPL FINANCIAL LLC

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

Primary Firm SEC Registration

MASON INVESTMENT ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2022

Series 7TO

Date: 11/20/2021

SIE

Date: 9/18/2021

Current Firm

MASON INVESTMENT ADVISORY SERVICES INC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASON INVESTMENT ADVISORY SERVICES INC

TRUST BUT VERIFY

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