Hok Wo Chiu
Professional summary
Hok Wo Chiu, who also goes by Clement Chiu, is a registered financial professional currently at AKUNA SECURITIES LLC located in Chicago, Illinois.
Hok Wo is registered as a RR (Registered Representative) and started their career in finance in 2020. Hok Wo has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hok Wo Chiu's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2025 - Present
AKUNA SECURITIES LLC
Office #1: 333 S. Wabash Ave. Suite 2600, Chicago, IL 60604July 14, 2020 - June 25, 2024
AKUNA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 7/14/2020
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
AKUNA SECURITIES LLC
CRD#: 159041 / SEC#: , 8-68957
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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