Brady J. Johnson
Professional summary
Brady James Johnson is a registered financial professional currently at HERBERT J. SIMS & CO, INC. located in San Clemente, California.
Brady is registered as a RR (Registered Representative) and started their career in finance in 2021. Brady has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brady James Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2021 - Present
HERBERT J. SIMS & CO, INC.
Office #1: 1010 S. El Camino Real Suite 201, San Clemente, CA 92672State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/11/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HERBERT J. SIMS & CO, INC.
CRD#: 3420 / SEC#: , 8-3315
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEKSYS CORPORATION | OWNER | |
| DIAMOND, JASON HOWARD | CHIEF FINANCIAL OFFICER/MANAGING PRINCIPAL | 2320884 |
| RULNICK, AARON M | DIRECTOR | 3149315 |
| HEBERT, VALERIE | CHIEF COMPLIANCE OFFICER | 4007252 |
| MULLANE, DANIEL JOSEPH | MANAGING PRINCIPAL | 1246435 |
| SANDS, R JEFFREY | DIRECTOR | 4285040 |
| SIMS, WILLIAM BARNETT | PRESIDENT/CEO | 425019 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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Company Information
HERBERT J. SIMS & CO, INC.
CRD#: 3420San Clemente, CA 92672TRUST BUT VERIFY
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