MS
Matthew W. Stevens
MADER & SHANNON WEALTH MANAGEMENT
Kansas City, MO 64112
Some features on this profile are disabled
CRD#: 725155
MS
Professional summary
Matthew William Stevens is a registered financial advisor currently at MADER & SHANNON WEALTH MANAGEMENT located in Kansas City, Missouri and ESSEX SECURITIES LLC located in Jersey City, New Jersey.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Matthew has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 62, Series 52TO, Series 42, SIE, Series 3, Series 7, Series 28, Series 53, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since 2002- Patriot USA Properties, LLC, (PUP) Real Estate Investment, Not investment related, 4947 Westwood Terrace, Kansas City, Mo. 64112. PUP Owns, acquires and manages residential rental properties both single and multifamily units. This requires about 100 hours per month of time primarily during business hours. Since 2014 registered with Mader Shannon Wealth Management, #800- 4717 Grand Avenue, Kansas City Missouri. 64112 a Registered Investment Advisor. Duties involve introduction of potential leads and customers to this firm but have no role in selecting investments or trade executions. This requires about 5 hours a month, primarily during trading hours. For a registration completion First Equity Bank is in need of a MSRB principal, First Equity Bank (FSB) is located at 3956 West Dempsey, Skokie, Il. 60076, I will fulfill that roll. Though the firm handles certain hard asset and financial investments the firm is not planning on conducting any municipal activities in the near or long term. I will have no customer contact. Beginning March 2023 I will be in contact with FSB regarding any municipal activity and be closely involved should any discussion regarding municipal business occur. I will continue operating from my home office in Kansas City. It appears this position will require approximately 1 hour per month. Since 2020 Affiliated with Bonner Ridge, LLC, (BRL) 1781 East 4th, Tonganoxie, Ks. 66086, Not Investment related? BRL, Owns, acquires, and manages residential rental properties. This takes about 10 hours per month Primarily on weekends. Since 2020 Affiliated with MattMax, LLC, Box 3777, KCKS 66103, Not Investment related. This is an inactive corporation that owns one vacant lot which generates no income. No future acquisitions are scheduled.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew William Stevens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2014 - Present
MADER & SHANNON WEALTH MANAGEMENT
Office #1: 4717 Grand Ave. Ste 800, Kansas City, MO 64112RIA
CRD#: 123741
Kansas City, MO
Current
August 13, 2020 - Present
ESSEX SECURITIES LLC
Office #1: 95 Christopher Columbus Dr Suite 16-11, Jersey City, NJ 07302BD
CRD#: 46605
Jersey City, NJ
Past
October 9, 2012 - September 19, 2018
NETREX CAPITAL MARKETS, LLC
BD
CRD#: 160529
KANSAS CITY, MO
Past
June 10, 2008 - July 1, 2013
RISE FINANCIAL SERVICES, LLC
BD
CRD#: 146103
KANSAS CITY, MO
Past
July 25, 2003 - December 11, 2012
FIRST AMERICAN FINANCIAL ADVISORS, INC.
RIA
CRD#: 113420
OVERLAND PARK, KS
Past
August 21, 2001 - December 31, 2012
GREAT AMERICAN INVESTORS, INC.
BD
CRD#: 28489
OVERLAND PARK, KS
Past
January 2, 2001 - December 17, 2003
NEIGHBORLY SECURITIES
BD
CRD#: 17686
SAN FRANCISCO, CA
Past
December 11, 1998 - December 31, 2000
ARCHER ALEXANDER SECURITIES CORPORATION
BD
CRD#: 41555
KANSAS CITY, MO
Past
January 24, 1989 - September 15, 1998
BIRCHTREE FINANCIAL SERVICES LLC
BD
CRD#: 15014
MINNEAPOLIS, MN
Past
May 12, 1988 - February 6, 1989
KIMMINS SECURITIES, INC.
BD
CRD#: 18168
Past
April 18, 1985 - September 13, 1988
LOWELL H. LISTROM & COMPANY INC.
BD
CRD#: 6336
Past
April 16, 1984 - April 19, 1985
WESTPORT FINANCIAL GROUP, INC.
BD
CRD#: 13048
Past
April 12, 1983 - May 4, 1984
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
BD
CRD#: 6577
Past
February 23, 1981 - April 22, 1983
LOWELL H. LISTROM & COMPANY INC.
BD
CRD#: 6336
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M&
MADER & SHANNON WEALTH MANAGEMENT
MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.
CRD#: 123741 / SEC#: 801-67482
RIA
Registered Investment Advisory firm - (1/12/2007 Approved)Kansas
Registered Investment Advisory firm - (2/15/2007 Terminated)Missouri
Registered Investment Advisory firm - (2/15/2007 Terminated)Nevada
Registered Investment Advisory firm - (2/15/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Missouri(2/13/2014)
RR
Missouri(12/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 8/10/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
M&
MADER & SHANNON WEALTH MANAGEMENT
MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.
CRD#: 123741 / SEC#: 801-67482
RIA
Registered Investment Advisory firm - (1/12/2007 Approved)Kansas
Registered Investment Advisory firm - (2/15/2007 Terminated)Missouri
Registered Investment Advisory firm - (2/15/2007 Terminated)Nevada
Registered Investment Advisory firm - (2/15/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4717 Grand Ave. Ste 800, Kansas City, MO 64112
Mailing Address
Phone number
(816) 751-0585
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 863 |
| AUM (Assets Under Management) | $ 221,292,619 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
