Javier A. Lozano Villasenor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Javier Alberto Lozano Villasenor, who also goes by Javier Alberto Lozano, Javier Albe Lozano VIllasenor, was a registered financial professional .
Javier is a previously registered financial professional and started their career in finance in 2022. Javier had worked at 2 firms and has passed the Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2024 - September 16, 2024
VISTA POINT ADVISORS, LLC
August 5, 2022 - March 27, 2024
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/5/2022
Investment Banking Registered Representative ExaminationCurrent Firm
VISTA POINT ADVISORS, LLC
CRD#: 157502 / SEC#: , 8-68852
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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