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William Colnon Feeley

CRD# 724896·Registered 1981 - 2020
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Colnon Feeley was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1981 - 2020. William had worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

M BARC INVESTMENT GROUP, INC.·CRD# 41082
BD
Middleton, WI
March 19, 2019 - May 1, 2020
RAINMAKER SECURITIES, LLC·CRD# 132995
BD
Coral Gables, FL
May 1, 2013 - February 16, 2017
CABRERA CAPITAL MARKETS, LLC·CRD# 10081
BD
Chicago, IL
April 16, 2010 - November 28, 2012
NATCITY INVESTMENTS, INC.·CRD# 17490
RIA
Cleveland, OH
December 13, 2005 - November 30, 2006
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Cleveland, OH
December 12, 2005 - November 30, 2006
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Grainger, IN
February 15, 2005 - December 21, 2005
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
February 1, 2005 - December 21, 2005
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Stamford, CT
February 28, 2003 - January 24, 2005
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
January 22, 2003 - January 24, 2005
SOUNDVIEW TECHNOLOGY CORPORATION·CRD# 15425
BD
Old Greenwich, CT
March 22, 2000 - February 22, 2001
WIT CAPITAL CORPORATION·CRD# 41499
BD
Old Greenwich, CT
October 27, 1997 - December 31, 2000
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
July 2, 1996 - June 4, 1997
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
August 30, 1993 - January 23, 1995
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - August 16, 1993
BLUNT ELLIS & LOEWI INCORPORATED·CRD# 7580
BD
February 23, 1981 - September 4, 1990

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Current Firm

MB
M BARC INVESTMENT GROUP, INC.

LEIGHTON MCGILL GROUP, INC. | WILDWOOD CAPITAL SECURITIES, INC. | SENTINEL CAPITAL MARKET GROUP, INC. | QUAKER CAPITAL MARKETS GROUP, INC. | QUAKER CAPITAL MARKETS GROUP, INC | M BARC INVESTMENT GROUP, INC.

CRD#: 41082 / SEC#: 8-49297
BD
Terminated by SEC on 01/08/2021

Contact Information

Established

Pennsylvania since 04/03/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BUINEVICIUS, RIMANTAS PETERPRESIDENT , CCO, CEO6664220
FISCHER, KAREN ZILLIAFIN OP1708090

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2019About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2003About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2019About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1982About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Nov 2010About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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