William C. Feeley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Colnon Feeley was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2019 - May 1, 2020
M BARC INVESTMENT GROUP, INC.
May 1, 2013 - February 16, 2017
RAINMAKER SECURITIES, LLC
April 16, 2010 - November 28, 2012
CABRERA CAPITAL MARKETS, LLC
December 13, 2005 - November 30, 2006
NATCITY INVESTMENTS, INC.
December 12, 2005 - November 30, 2006
NATCITY INVESTMENTS, INC.
February 15, 2005 - December 21, 2005
MML INVESTORS SERVICES, LLC
February 1, 2005 - December 21, 2005
MML INVESTORS SERVICES, LLC
February 28, 2003 - January 24, 2005
EQUITABLE ADVISORS, LLC
January 22, 2003 - January 24, 2005
EQUITABLE ADVISORS, LLC
March 22, 2000 - February 22, 2001
SOUNDVIEW TECHNOLOGY CORPORATION
October 27, 1997 - December 31, 2000
WIT CAPITAL CORPORATION
July 2, 1996 - June 4, 1997
DB ALEX. BROWN LLC
August 30, 1993 - January 23, 1995
GLEACHER & COMPANY SECURITIES, INC.
September 4, 1990 - August 16, 1993
WELLS FARGO CLEARING SERVICES, LLC
February 23, 1981 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/19/2019
General Securities Representative ExaminationSeries 79TO
Date: 3/19/2019
Investment Banking Registered Representative ExaminationCurrent Firm
M BARC INVESTMENT GROUP, INC.
CRD#: 41082 / SEC#: , 8-49297
Contact information
Documents
Red Flags
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