SQ
Sean P. Quigley
AMERITAS ADVISORY SERVICES
Navarre, FL 32566
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CRD#: 7248853
SQ
Professional summary
Sean Paul Quigley is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Navarre, Florida and AMERITAS INVESTMENT COMPANY, LLC located in Navarre, Florida.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Sean has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Freedom Financial Wealth Building Group; inv rel; same as branch; Financial services; Vice President; start date=04/2023; hrs/mo=120; trading hrs/mo=100; Training new advisors and agents * Quigley Innovations; non-inv rel; same as residence; consulting leadership development operations networking business development; Owner; start date=01/2025; hrs/mo=40; trading hrs/mo=20; connecting business owners with the specific subject matter expert that they need for their circumstances * True North Planning Partners; non inv-rel; same as branch; Financial Education; Associate; start date=05/2025; hrs/mo=8; trading hrs/mo=8; Ensuring compliance, building our own presentations, flyers, booklets, etc. * MER CPA; same as branch; non-inv rel; preparing tax returns; Tax Preparer; start date=08/2025; hrs/mo=15; trading hrs/mo=7; preparing tax returns
CRS (Client Relationship Summary) - RIA
Click below to view Sean Paul Quigley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2023 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 7552 Navarre Parkway Suite 35, Navarre, FL 32566RIA
CRD#: 317245
Navarre, FL
Current
February 28, 2023 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 7552 Navarre Parkway Unit 63 Office, Navarre, FL 32566BD
CRD#: 14869
Navarre, FL
Past
July 7, 2021 - January 30, 2023
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
Pensacola, FL
Past
December 9, 2020 - January 30, 2023
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
Pensacola, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/28/2023)
IAR
Florida(3/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
