Stephen A. Dudurich
Professional summary
Stephen Alan Dudurich, who also goes by Stephen Allan Dudurich, Steve Alan Dudurich, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Clearfield, Pennsylvania.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1981. Stephen has worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Alan Dudurich's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2018 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 26 South 2nd Street, #203, Clearfield, PA 16830September 15, 2017 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
August 18, 2016 - September 18, 2017
CALTON & ASSOCIATES, INC.
June 21, 2016 - August 23, 2016
ALLSTATE FINANCIAL SERVICES, LLC
March 13, 2014 - November 18, 2014
EAGLE FINANCIAL ADVISORS, LLC
August 16, 2013 - June 6, 2016
CALTON & ASSOCIATES, INC.
August 16, 2013 - June 6, 2016
CALTON & ASSOCIATES, INC.
July 2, 2012 - August 30, 2013
FIRST ALLIED ADVISORY SERVICES, INC.
April 21, 2008 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
March 3, 2008 - August 26, 2013
FIRST ALLIED SECURITIES, INC.
October 25, 2006 - March 3, 2008
GROVE POINT INVESTMENTS, LLC
December 8, 2000 - March 3, 2008
GROVE POINT INVESTMENTS, LLC
June 28, 1999 - December 12, 2000
FIRST MONTAUK SECURITIES CORP.
March 13, 1989 - June 28, 1999
THE INVESTMENT CENTER, INC.
November 3, 1987 - January 19, 1989
LEGG MASON WOOD WALKER, INCORPORATED
September 3, 1986 - November 4, 1987
LEGG MASON MASTEN INC.
February 27, 1984 - August 21, 1986
MORGAN STANLEY DW INC.
February 23, 1981 - March 8, 1984
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2022)
(2/5/2019)
(1/7/2019)
(6/15/2018)
(7/10/2025)
(6/15/2018)
(3/10/2026)
(6/15/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898Clearfield, PA 16830TRUST BUT VERIFY
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