Richard A. Panno
Professional summary
Richard Anthony Panno is a registered financial professional currently at BUCKMAN, BUCKMAN & REID, INC. located in North Palm Beach, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1981. Richard has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 53, Series 24, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Anthony Panno's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2010 - Present
BUCKMAN, BUCKMAN & REID, INC.
Office #1: 631 Us Highway 1, North Palm Beach, FL 33408July 6, 2007 - January 29, 2010
VFINANCE INVESTMENTS, INC
January 5, 2006 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
August 8, 2005 - September 30, 2005
AVALON RESEARCH GROUP, INC.
January 30, 2003 - August 25, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
April 3, 2000 - January 15, 2003
AVALON RESEARCH GROUP, INC.
June 17, 1999 - March 28, 2000
STERLING FINANCIAL INVESTMENT GROUP, INC.
April 30, 1999 - June 21, 1999
FINANCIAL INDEPENDENCE SYSTEMS, INC.
December 8, 1997 - May 29, 1998
NORTH AMERICAN INSTITUTIONAL BROKERS
August 6, 1997 - November 7, 1997
AIBC INVESTMENT SERVICES CORPORATION
March 23, 1996 - March 7, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
November 2, 1990 - January 22, 1996
DELTEC ASSET MANAGEMENT CORPORATION
February 23, 1981 - September 11, 1981
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
(1/6/2023)
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(6/16/2010)
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(1/11/2023)
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(2/4/2021)
(3/4/2014)
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(6/24/2010)
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(1/3/2023)
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(1/3/2024)
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(1/9/2023)
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Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/8/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
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