Nia M. Saville

GEN Y PLANNING

Saint Petersburg, FL

Some features on this profile are disabled

CRD#: 7244861

Professional summary

Nia Marie Gillett Saville, who also goes by Nia Marie Gillett, Nia Gillett, is a registered financial advisor currently at GEN Y PLANNING located in Saint Petersburg, Florida.

Nia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Nia has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nia Marie Gillett | Nia Gillett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bayroll, LLC; Saint Petersburg, Florida; Not investment related; payroll processing; owner; 03/2020; 10 hours a month, during trading hours; payroll set up and processing.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nia Marie Gillett Saville's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2024 - Present

GEN Y PLANNING

RIA

CRD#: 167656

Saint Petersburg, FL

Past

November 16, 2020 - February 3, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/31/2024)

IAR

Texas
(6/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/30/2020

Securities Industry Essentials Examination

Current Firm

GEN Y PLANNING

BERA, SOPHIA JOZEFA CARLSON | GEN Y PLANNING LLC | GEN Y PLANNING L.L.C. | GEN Y PLANNING

CRD#: 167656 / SEC#:

California

Registered Investment Advisory firm - (4/28/2015 Approved)

Colorado

Registered Investment Advisory firm - (12/8/2021 Terminated)

Florida

Registered Investment Advisory firm - (8/16/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/20/2021 Approved)

Iowa

Registered Investment Advisory firm - (12/8/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (1/4/2016 Terminated)

Massachusetts

Registered Investment Advisory firm - (8/5/2022 Approved)

Minnesota

Registered Investment Advisory firm - (5/24/2013 Approved)

New Jersey

Registered Investment Advisory firm - (9/28/2022 Approved)

New York

Registered Investment Advisory firm - (1/2/2015 Approved)

North Carolina

Registered Investment Advisory firm - (12/17/2018 Terminated)

Oklahoma

Registered Investment Advisory firm - (12/31/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/6/2022 Approved)

Texas

Registered Investment Advisory firm - (4/3/2014 Approved)

Washington

Registered Investment Advisory firm - (4/14/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Austin, TX

Mailing Address

1401 Lavaca Street Pmb 47955, Austin, TX 78701

Phone number

(612) 790-7955

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	282
AUM (Assets Under Management)	$ 36,726,693

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nia M. Saville

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nia Marie Gillett Saville's CRS (Customer Relationship Summary).

Certified licenses

Experience

GEN Y PLANNING

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2020

Series 7TO

Date: 11/16/2020

SIE

Date: 5/30/2020

Current Firm

GEN Y PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GEN Y PLANNING

TRUST BUT VERIFY

Similar Advisors