Jeffrey J. Cohen

DAWSON JAMES SECURITIES

Boca Raton, FL 33432

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CRD#: 7244590

Professional summary

Jeffrey J Cohen, who also goes by Jeffrey Jordan Cohen, Jeffrey Cohen, is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2020. Jeffrey has worked at 5 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeffrey Jordan Cohen | Jeffrey Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 04/2023 TO PRESENT; BRIDGEWAY CAPITAL PARTNERS II LLC; SAN JUAN, PR; NOT INVESTMENT RELATED; SR. ANALYST, INVESTMENT BANKING; SPEND 40 HRS/WK. 2) 04/2023 TO PRESENT; ENTORO CAPITAL, LLC; HOUSTON, TX; NOT INVESTMENT RELATED; SR. ANALYST, INVESTMENT BANKING; SPEND 10 HRS/MO.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey J Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2025 - Present

DAWSON JAMES SECURITIES, INC.

Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432

CRD#: 130645

Boca Raton, FL

Past

April 30, 2024 - February 10, 2025

DOMINARI SECURITIES LLC

RIA

CRD#: 18975

GUAYNABO, PR

Past

April 29, 2024 - February 10, 2025

DOMINARI SECURITIES LLC

CRD#: 18975

NEW YORK, NY

Past

May 12, 2023 - April 29, 2024

ENTORO SECURITIES, LLC

CRD#: 35192

HOUSTON, TX

Past

August 16, 2022 - October 31, 2022

STONECREST ADVISORS, INC.

RIA

CRD#: 142095

SAN JUAN, PR

Past

May 15, 2020 - October 31, 2022

STONECREST CAPITAL MARKETS, INC.

CRD#: 39616

San Juan, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/22/2025)

Florida
(1/14/2025)

Massachusetts
(1/14/2025)

New York
(1/29/2025)

North Dakota
(2/4/2025)

Puerto Rico
(1/14/2025)

South Dakota
(2/4/2025)

Virginia
(2/3/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 5/5/2025

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 5/15/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/6/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

DAWSON JAMES SECURITIES, INC.

CRD#: 130645 / SEC#: , 8-66367

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

101 North Federal Highway Suite 600, Boca Raton, FL 33432

Mailing Address

101 North Federal Highway Suite 600, Boca Raton, FL 33432

Phone number

(561) 391-5555

Established

Florida since 07/30/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARK FINANCIAL SERVICES, INC.	OWNER
DORFMAN, JENNIFER	CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER	3009328
KEYSER, ROBERT DAWSON JR.	CEO	1291503
STICE, HAROLD EUGENE	CHIEF FINANCIAL OFFICER/FINOP	1349210

Disclosures

Regulatory Event	12
Civil Event	1
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey J. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey J Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOMINARI SECURITIES LLC

DOMINARI SECURITIES LLC

ENTORO SECURITIES, LLC

STONECREST ADVISORS, INC.

STONECREST CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/2020

Series 79TO

Date: 5/5/2025

Series 7TO

Date: 5/15/2020

SIE

Date: 3/6/2020

FINRA

Nasdaq Stock Market

Current Firm

DAWSON JAMES SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DAWSON JAMES SECURITIES, INC.

TRUST BUT VERIFY

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