TM
Terry S. Mulhern
TRANSAMERICA FINANCIAL ADVISORS
Columbus, OH 43215
Some features on this profile are disabled
CRD#: 7244490
TM
Professional summary
Terry Scott Mulhern is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Columbus, Ohio.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Terry has worked at 1 firm and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc TRANSAMERICA AGENCY NETWORK/Investment Related - Yes/1650 Watermark Dr Suite 120 Columbus Ohio 43215/Insurance/Associated Director/10.2019/240/100/Manager TERRY S. MULHERN AUTHOR/Investment Related - No/5693 Tyne Castle Loop Dublin Ohio 43016 216-469-8851/I am the author of the book: Retirement - Congratulations You have Been Promoted to CEO/Author/01.2021/0/0/Non Currently EDUCATIONAL RETIREMENT ADVISORS/Investment Related - No/PMB #163 6724 Perimeter Loop Rd Dublin, OH 43017 (800) 835-8803/Provide Financial Education to teachers/Founder/04.2020/0/0/None - There is no revenue or expenses United Financial Services/Investment Related - No/ Administration Office Legg Mason Bldg, Baltimore, MD 21202, US 410-223-4485/A part of Transamerica Agency Network for fixed indexed annuities and other life products/N/A/10.2019/120/120/Contractor. EDUCATIONAL RETIREMENT ADVISORS\\POSITION: Board Member and presenter\\ NATURE: Host events to help plan for retirement. INVESTMENT RELATED: No \\HRS : 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 \\ ADDRESS: 5693 Tyncastle Loop, DUBLIN OH 43016 \\DESCRIPTION: As a board member - Attend quarterly board meetings, Host events to help individuals & our community utlizing approved TFA content.
CRS (Client Relationship Summary) - RIA
Click below to view Terry Scott Mulhern's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Terry Scott Mulhern's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2021 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1025 Dublin Road Suite 100, Columbus, OH 43215RIA
BD
CRD#: 16164
Columbus, OH
Current
September 9, 2021 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1025 Dublin Road Suite 100, Columbus, OH 43215RIA
BD
CRD#: 16164
Columbus, OH
Past
August 24, 2020 - October 22, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
COLUMBUS, OH
Past
August 3, 2020 - October 22, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(8/9/2023)
IAR
North Carolina(9/29/2023)
RR
Ohio(9/9/2021)
IAR
Ohio(9/9/2021)
RR
South Carolina(8/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/24/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
