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IM

Ian B. Maccallum

CANNELL & SPEARS
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 724421
IM

Professional summary

Ian Barrie Maccallum JR, who also goes by Ian Maccallum Jr, is a registered financial advisor currently at CANNELL & SPEARS LLC located in New York, New York.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Ian has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ian Maccallum Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Barrie Maccallum JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 21, 2024 - Present

CANNELL & SPEARS LLC

Office #1: 535 Madison Avenue 14th Floor, New York, NY 10022
RIA
CRD#: 142633
NEW YORK, NY
Past

March 18, 2022 - February 13, 2024

CANNELL & CO.

RIA
CRD#: 106326
NEW YORK, NY
Past

September 1, 2021 - December 31, 2021

CANNELL & CO.

RIA
CRD#: 106326
New York, NY
Past

June 13, 1995 - August 18, 1999

UST FINANCIAL SERVICES CORP.

BD
CRD#: 36881
NEW YORK, NY
Past

June 24, 1993 - May 9, 1995

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

August 27, 1987 - June 24, 1993

SELIGMAN SECURITIES, INC.

BD
CRD#: 3361
NEW YORK, NY
Past

February 23, 1981 - August 31, 1987

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CANNELL & SPEARS LLC
CANNELL & SPEARS LLC | WG SPEARS LLC | SPEARS ABACUS ADVISORS LLC

CRD#: 142633 / SEC#: 801-67401

RIA
Registered Investment Advisory firm - (1/3/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(2/21/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/20/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/25/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/1981
General Securities Representative Examination

Current Firm

C&
CANNELL & SPEARS LLC
CANNELL & SPEARS LLC | WG SPEARS LLC | SPEARS ABACUS ADVISORS LLC

CRD#: 142633 / SEC#: 801-67401

RIA
Registered Investment Advisory firm - (1/3/2007 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
535 Madison Avenue 14th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 752-5255
Established
Firm type
Fiscal year end
# of Employees
41

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE AND BROCHURE SUPPLEMENT (5/22/2025)

Regulatory assets under management

Total Number of Accounts2,486
AUM (Assets Under Management)$ 6,316,371,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/11/2025
Cover Page
Report
03/13/2025
Cover Page
Report
03/13/2025
Cover Page
Report
03/13/2025
Cover Page
Report
03/13/2025
Cover Page
Report
05/23/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CANNELL & SPEARS LLC

CRD#: 142633New York, NY 10022

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