AS
Asha Shetty
BANKERS LIFE ADVISORY SERVICES
mcKinney, TX 75070
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CRD#: 7243601
AS
Professional summary
Asha Shetty is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Mckinney, Texas.
Asha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Asha has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bankers Life & Casualty, Inc Position: Agency Director: INSURANCE SALES Investment Related: No Hours: 180 Securities Trading Hours: 150 Start Date: 03/16/2016 Address: 4500 W ELDORADO PKWY. SUITE 2700, Mckinney TX 75070, United States Description: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. Team Networking Position: Member- Mckinney : Networking group of professionals that meets weekly in downtown McKinney. The purpose of the group is to promote and help each other grow their business. There is one professional per industry and its an educational non profit so every meeting has an educational spotlight on the agenda Investment Related: No Hours: 6Securities Trading Hours: 0Start Date: 01/01/2023 Address: No Physical location of office, Mckinney TX 75069, United States Description: As a member I attend the meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Asha Shetty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2020 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 4500 W Eldorado Pkwy #2700, Mckinney, TX 75070RIA
CRD#: 281285
mcKinney, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/20/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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