JF
John C. Felix
CETERA INVESTMENT ADVISERS LLC
DANIEL ISLAND, SC 29492
Some features on this profile are disabled
CRD#: 7242274
JF
Professional summary
John Charles Felix, who also goes by Jack Felix, John Felix, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Daniel Island, South Carolina and CETERA WEALTH SERVICES, LLC located in Daniel Island, South Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. John has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Felix | John Felix
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: COMMONWEALTH CAPITAL MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL GROUP START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 2. NAME OF OTHER BUSINESS: HILTON HEAD LONG TERM RENTALS, INVESTMENT RELATED: NO, ADDRESS: 153 MARSHLAND ROAD, HILTON HEAD ISLAND, SC, 29926 NATURE OF BUSINESS: REAL ESTATE MGMT. COMPANY, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RENTAL HOUSE THROUGH A PROPERTY MANAGEMENT COMPANY; 3. NAME OF OTHER BUSINESS: HOOKED ON TAIL CHARTERS, INVESTMENT RELATED: NO, ADDRESS: 1010 TIDEWATER RD, CHARLESTON, SC 29405, NATURE OF BUSINESS: BOAT CHARTERS, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: EMPLOYEE/CAPTAIN, APX NUMBER OF HOURS PER WEEK: 6, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: SERVE AS THE CAPTAIN TO TAKE GUESTS OUT ON THE BOAT.;
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Felix's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 225 Seven Farms Drive Suite 106, Daniel Island, SC 29492RIA
CRD#: 105644
DANIEL ISLAND, SC
Current
November 30, 2023 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DANIEL ISLAND, SC
Past
June 18, 2020 - December 8, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HILTON HEAD ISLAND, SC
Past
May 30, 2020 - December 8, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HILTON HEAD ISLAND, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/30/2023)
RR
California(11/30/2023)
RR
Colorado(8/25/2025)
RR
Florida(11/30/2023)
RR
Georgia(11/30/2023)
RR
Illinois(9/8/2025)
RR
Louisiana(2/20/2025)
RR
North Carolina(11/30/2023)
RR
Oregon(11/30/2023)
RR
South Carolina(11/30/2023)
IAR
South Carolina(11/30/2023)
RR
Tennessee(11/30/2023)
RR
Texas(11/30/2023)
IAR
Texas(11/30/2023)
RR
Utah(11/30/2023)
RR
Virginia(1/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/30/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
