Josue Reyes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josue Reyes was a registered financial professional .
Josue is a previously registered financial professional and started their career in finance in 2020. Josue had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2024 - February 6, 2026
PLANGUIDE FINANCIAL
June 1, 2022 - April 8, 2024
CHARLES SCHWAB & CO., INC.
June 1, 2022 - April 8, 2024
CHARLES SCHWAB & CO., INC.
April 23, 2021 - October 14, 2022
TD AMERITRADE, INC.
April 23, 2021 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 16, 2020 - December 31, 2023
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/15/2020
General Securities Representative ExaminationCurrent Firm
PLANGUIDE FINANCIAL
CRD#: 329089 / SEC#: 801-135492
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 277,250,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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