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JR

Josue Reyes

PLANGUIDE FINANCIAL
SOUTHLAKE, TX 76092
Some features on this profile are disabled
CRD#: 7240825
JR

Professional summary

Josue Reyes is a registered financial advisor currently at PLANGUIDE FINANCIAL located in Southlake, Texas.

Josue is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Josue has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josue Reyes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2024 - Present

PLANGUIDE FINANCIAL

Office #1: 180 State Street, Suite 225, Southlake, TX 76092
RIA
CRD#: 329089
SOUTHLAKE, TX
Past

June 1, 2022 - April 8, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Westlake, TX
Past

June 1, 2022 - April 8, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Westlake, TX
Past

April 23, 2021 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
Westlake, TX
Past

April 23, 2021 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Southlake, TX
Past

May 16, 2020 - December 31, 2023

TD AMERITRADE, INC.

BD
CRD#: 7870
Westlake, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/22/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/29/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/22/2020
Securities Industry Essentials Examination

Current Firm

PF
PLANGUIDE FINANCIAL
GULATI, SUMIT | PLANGUIDE FINANCIAL LLC | PLANGUIDE FINANCIAL

CRD#: 329089 / SEC#:

Texas
Registered Investment Advisory firm - (12/11/2023 Approved)
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Contact information

Main Address
Dallas, TX
Mailing Address
Phone number
(775) 379-9729
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 44,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PLANGUIDE FINANCIAL

CRD#: 329089Southlake, TX 76092

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