Linda K. Angel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Karen Angel, who also goes by Linda Karen Campbell Angel, Linda Karen Campbell, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1981. Linda had worked at 15 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1996 - July 30, 1998
NATIONAL PLANNING CORPORATION
February 3, 1995 - March 27, 1995
NATIONAL PLANNING CORPORATION
January 10, 1994 - November 17, 1994
INVEST FINANCIAL CORPORATION
April 16, 1993 - June 28, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
June 4, 1992 - September 9, 1992
SUNAMERICA SECURITIES, INC.
May 19, 1992 - June 8, 1992
CHATFIELD DEAN & CO., INC.
February 6, 1992 - May 11, 1992
CITICORP INVESTMENT SERVICES
February 6, 1992 - May 18, 1992
FINANCIAL HORIZONS SECURITIES CORPORATION
September 6, 1991 - November 6, 1991
CAL FED INVESTMENTS
December 4, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
December 4, 1989 - September 19, 1991
MONY SECURITIES CORPORATION
April 19, 1989 - November 9, 1989
PAMCO SECURITIES AND INSURANCE SERVICES
July 24, 1987 - April 29, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 23, 1986 - February 18, 1987
SECURITY SERVICE CORPORATION
May 8, 1985 - June 10, 1986
INVEST FINANCIAL CORPORATION
January 14, 1985 - May 24, 1985
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 3, 1983 - October 12, 1984
MORGAN STANLEY DW INC.
May 21, 1982 - March 11, 1983
E. F. HUTTON & COMPANY INC
February 20, 1981 - April 22, 1982
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
NATIONAL PLANNING CORPORATION
CRD#: 29604 / SEC#: 801-41015, 8-44435
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL PLANNING HOLDINGS, INC. | SHAREHOLDER | |
| COLEMAN, CAREN LESLIE | VICE PRESIDENT | 4298287 |
| COLLINS, MAURA KATHRYN | SVP/CFO- NATIONAL PLANNING HOLDINGS | 4761732 |
| DOWDEN, STEVEN HOWARD | PRESIDENT AND CEO OF NATIONAL PLANNING HOLDINGS, INC.; DIRECTOR | 2666894 |
| GUNDERSON, GERRY A | NPH GENERAL COUNSEL AND SVP OF REGULATORY AFFAIRS | 2448501 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| JOHNSON, JOHN CHARLES | PRESIDENT/CEO/DIRECTOR | 2079852 |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | VP/FINOP CONTROLLER | 4800775 |
| MARTINEZ, WENDY TAMIE | SVP OPERATIONS | 2668422 |
| MCCALLOP, PATRICIA ANN | NPH AND NPC SVP CHIEF COMPLIANCE OFFICER | 5059176 |
| MILLER, JAMES PETER | NPH SVP, OPERATIONS | 1955960 |
| STONE, JEREMY MICHAEL | VICE PRESIDENT COMPLIANCE | 5000139 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
