CM
Connor P. Mahoney
SANTANDER SECURITIES LLC
Westwood, MA 02090
Some features on this profile are disabled
CRD#: 7238282
CM
Professional summary
Connor Paul Mahoney, who also goes by Connor Paul Mahoney, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Westwood, Massachusetts.
Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Connor has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Connor Paul Mahoney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Connor Paul Mahoney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Connor Paul Mahoney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2025 - Present
SANTANDER SECURITIES LLC
Office #1: 705 High Street, Westwood, MA 02090Office #2: 153 Nahatan Street, Norwood, MA 02062Office #3: 1150 Hancock Street, Quincy, MA 02169Office #4: 1442 Dorchester Avenue, Dorchester, MA 02122Office #5: 1850 Centre Street, West Roxbury, MA 02132Office #6: 301 North Main Street, Randolph, MA 02368Office #7: 780 Gallivan Boulevard, Dorchester, MA 02122Office #8: 860 River Street, Boston, MA 02136Office #9: 1663 Blue Hill Avenue, Mattapan, MA 02126Office #10: 561 Adams Street, East Milton, MA 02186Office #11: 277 Linden Street, Wellesley, MA 02482Office #12: 339 Washington Street, Dedham, MA 02026RIA
BD
CRD#: 41791
Westwood, MA
Current
April 1, 2025 - Present
SANTANDER SECURITIES LLC
Office #1: 705 High Street, Westwood, MA 02090Office #2: 153 Nahatan Street, Norwood, MA 02062Office #3: 1150 Hancock Street, Quincy, MA 02169Office #4: 1442 Dorchester Avenue, Dorchester, MA 02122Office #5: 1850 Centre Street, West Roxbury, MA 02132Office #6: 301 North Main Street, Randolph, MA 02368Office #7: 780 Gallivan Boulevard, Dorchester, MA 02122Office #8: 860 River Street, Boston, MA 02136Office #9: 1663 Blue Hill Avenue, Mattapan, MA 02126Office #10: 561 Adams Street, East Milton, MA 02186Office #11: 277 Linden Street, Wellesley, MA 02482Office #12: 339 Washington Street, Dedham, MA 02026RIA
BD
CRD#: 41791
Westwood, MA
Past
March 31, 2025 - April 7, 2025
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Past
January 31, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HINGHAM, MA
Past
January 18, 2023 - April 7, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
HINGHAM, MA
Past
August 2, 2022 - January 13, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
BRAINTREE, MA
Past
August 2, 2022 - January 13, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
BRAINTREE, MA
Past
October 19, 2020 - August 19, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Braintree, MA
Past
August 21, 2020 - August 19, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Braintree, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/15/2025)
RR
Connecticut(10/17/2025)
RR
Florida(9/8/2025)
RR
Georgia(2/10/2026)
RR
Maine(9/16/2025)
RR
Massachusetts(4/1/2025)
IAR
Massachusetts(4/10/2025)
RR
Minnesota(1/12/2026)
RR
New Hampshire(5/13/2025)
RR
New Jersey(10/17/2025)
RR
New York(9/22/2025)
RR
Pennsylvania(10/17/2025)
RR
Rhode Island(5/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SMITH, MATTHEW PETER | NATIONAL BUSINESS DIRECTOR | 3209342 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791Westwood, MA 02090TRUST BUT VERIFY
Monitor Connor Mahoney
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
