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Delmar Wayne Clark

SEVEN POINTS CAPITAL
Ft. Lauderdale, FL
·CRD# 7237514·6 years experience

Professional Summary

Delmar Wayne Clark, who also goes by Delmar Clark, is a registered financial advisor currently at SEVEN POINTS CAPITAL, LLC located in Ft. Lauderdale, Florida. Delmar is registered as a RR (Registered Representative) and started their career in finance in 2020. Delmar has worked at 1 firm and has passed the Series 57TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Delmar Clark

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

SEVEN POINTS CAPITAL, LLC·CRD# 144211
BD
Franklin Templeton Building 300 Se 2nd Street, Ft. Lauderdale, FL 33301
April 13, 2020 - Present

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Current Firm

SP
SEVEN POINTS CAPITAL, LLC

SEVEN POINTS CAPITAL, LLC

CRD#: 144211 / SEC#: 8-67644
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

150 East 52nd Street Suite 3002, New York, NY 10022

Mailing Address

150 East 52nd Street Suite 3002, New York, NY 10022

Phone Number

(212) 760-0760

Established

New York since 02/23/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KATZ, MICHAEL M.OWNER4351041
MANGIERI, MICHAEL HOWARDPARTNER, CEO, CCO4229177
MILLER, JOHN STEVENSONFINOP2139980

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed May 2020About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Delmar Wayne Clark's CRS (Customer Relationship Summary).

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