SM
Scott L. Mallernee
APO FINANCIAL SERVICES
Palm Beach Gardens, FL 33408
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CRD#: 7237045
SM
Professional summary
Scott Lee Mallernee is a registered financial advisor currently at APO FINANCIAL SERVICES, LLC located in Palm Beach Gardens, Florida.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Scott has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Asset Protect One, Inc. Non-Investment Related, 10155 Westmoor Drive, Suite 175, Westminster CO 80021, Insurance Sales, Producer of Life, Health & Fixed Annuities since 10/2020, approx 10 hours per month, some trading hours. 2. APO Financial Inc. (APO Is a DBA of Asset Protect One, Inc.) Non-Investment Related, 10155 Westmoor Drive, Suite 175, Westminster CO 80021, Insurance Sales, Producer of Life, Health & Fixed Annuities since 10/2020, approx 10 hours per month, some trading hours. 3. Demoyneux Corporation, (DBA Cha Cha Kombucha) Non-Investment Related, 173A Flower Street, Costa Mesa, CA 9262, Production and Distribution of Kombucha Tea Products. Owner since 4/2012. Approx 10 hours per month, some trading hours. 4. BIC Solutions Incorporated, Non-Investment related, 5830 East 2nd Street, Suite 7000 #2071, Casper Wyoming 82609, Business Consultant Firm, CO-Owner, Duties: Chief Financial Officer since 08/2020, approx 10 hours per month, during trading hours: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Lee Mallernee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2020 - Present
APO FINANCIAL SERVICES, LLC
Office #1: 11770 Us Highway One Suite 201e, Palm Beach Gardens, FL 33408RIA
CRD#: 297647
Palm Beach Gardens, FL
Past
March 12, 2020 - September 2, 2020
JEWELL WEALTH MANAGEMENT INC.
RIA
CRD#: 304259
TUCSON, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
APO FINANCIAL SERVICES, LLC
APO FINANCIAL SERVICES, LLC | SCOTT FINANCIAL SERVICES | JOHN HART FINANCIAL | ASSURANCE FINANCIAL PARTNERS
CRD#: 297647 / SEC#: 801-118090
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Colorado
Registered Investment Advisory firm - (3/5/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/24/2022)
Current Firm
AF
APO FINANCIAL SERVICES, LLC
APO FINANCIAL SERVICES, LLC | SCOTT FINANCIAL SERVICES | JOHN HART FINANCIAL | ASSURANCE FINANCIAL PARTNERS
CRD#: 297647 / SEC#: 801-118090
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Colorado
Registered Investment Advisory firm - (3/5/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10155 Westmoor Drive Suite 125, Westminster, CO 80021-2627
Mailing Address
Phone number
(720) 588-2000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 929 |
| AUM (Assets Under Management) | $ 111,168,207 |
Red Flags
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