Charles P. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Philip Jones, who also goes by Charles P Jones, Chuck Jones, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2014 - September 30, 2014
CHUCK JONES AND ASSOCIATES, INC.
July 14, 2011 - January 30, 2015
NORTHWEST ASSET MANAGEMENT
June 16, 2000 - September 30, 2005
CETERA WEALTH SERVICES, LLC
October 14, 1997 - July 5, 2011
THE H GROUP, INC.
January 22, 1992 - July 19, 2000
PACIFIC HARBOR SECURITIES, INC.
February 1, 1991 - December 16, 1991
THE ADVISORS GROUP, INC.
June 26, 1986 - June 1, 1988
COOPERATIVE FINANCIAL PLANNERS, LTD.
December 28, 1984 - December 18, 1990
CETERA WEALTH SERVICES, LLC
June 15, 1984 - December 12, 1984
TITAN/VALUE EQUITIES GROUP, INC.
February 13, 1981 - June 18, 1984
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHUCK JONES AND ASSOCIATES, INC.
CRD#: 169647 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
