Nicholas J. Tolerton

PEACE OF MIND WEALTH MANAGEMENT

Chapel Hill, NC 27517

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CRD#: 7236699

Professional summary

Nicholas Jon Tolerton, who also goes by Nic Tolerton, Nicholas Tolerton, is a registered financial advisor currently at PEACE OF MIND WEALTH MANAGEMENT located in Chapel Hill, North Carolina.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Nicholas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nic Tolerton | Nicholas Tolerton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Jon Tolerton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2025 - Present

PEACE OF MIND WEALTH MANAGEMENT

Office #1: 1414 Raleigh Road, Chapel Hill, NC 27517

RIA

CRD#: 317067

Chapel Hill, NC

Past

November 1, 2021 - April 25, 2025

STRATEGIC WEALTH INVESTMENT GROUP, LLC

RIA

CRD#: 165474

Garner, NC

Past

September 3, 2020 - June 21, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

RALEIGH, NC

Past

August 24, 2020 - June 21, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEACE OF MIND WEALTH MANAGEMENT

PEACE OF MIND WEALTH MANAGEMENT | POM INVESTMENT STRATEGIES, LLC

CRD#: 317067 / SEC#: 801-122681

RIA

Registered Investment Advisory firm - (11/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/25/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/24/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/19/2019

Securities Industry Essentials Examination

Current Firm

PEACE OF MIND WEALTH MANAGEMENT

PEACE OF MIND WEALTH MANAGEMENT | POM INVESTMENT STRATEGIES, LLC

CRD#: 317067 / SEC#: 801-122681

RIA

Registered Investment Advisory firm - (11/16/2021 Approved)

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Contact information

Main Address

4101 Lake Boone Trail Suite 111, Raleigh, NC 27607

Mailing Address

Phone number

(919) 787-8866

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (10/31/2025)

Regulatory assets under management

Total Number of Accounts	783
AUM (Assets Under Management)	$ 214,091,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas J. Tolerton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Jon Tolerton's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEACE OF MIND WEALTH MANAGEMENT

STRATEGIC WEALTH INVESTMENT GROUP, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PEACE OF MIND WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 2/25/2020

Series 7TO

Date: 8/24/2020

SIE

Date: 12/19/2019

Current Firm

PEACE OF MIND WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEACE OF MIND WEALTH MANAGEMENT

TRUST BUT VERIFY

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