Stephen M. Beyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Matthias Beyer, who also goes by Stephen Beyer, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1981. Stephen had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2017 - September 5, 2019
HUB INTERNATIONAL INVESTMENT SERVICES INC.
March 29, 2017 - September 10, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 13, 2017 - September 5, 2019
HUB INTERNATIONAL INVESTMENT SERVICES INC.
March 13, 2017 - September 10, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 25, 2014 - March 13, 2017
GLOBAL RETIREMENT PARTNERS LLC
September 12, 2014 - March 14, 2017
LPL FINANCIAL LLC
June 10, 2009 - November 17, 2014
FINANCIAL TELESIS INC
June 10, 2009 - September 12, 2014
FINANCIAL TELESIS INC
May 10, 2007 - June 16, 2009
OSAIC WEALTH, INC.
June 30, 2003 - June 16, 2009
OSAIC WEALTH, INC.
April 7, 2003 - July 2, 2003
LPL FINANCIAL LLC
September 16, 1997 - July 2, 2003
LPL FINANCIAL LLC
February 11, 1981 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 11, 1981 - October 13, 1997
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUB INTERNATIONAL INVESTMENT SERVICES INC.
CRD#: 150252 / SEC#: , 8-68237
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
