Neeraj Verma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neeraj Verma, who also goes by Neil Verma, was a registered financial professional .
Neeraj is a previously registered financial professional and started their career in finance in 2020. Neeraj had worked at 1 firm and has passed the Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2020 - February 28, 2022
MOMENTUS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 9/10/2020
General Securities Representative ExaminationCurrent Firm
MOMENTUS SECURITIES LLC
CRD#: 307780 / SEC#: 801-120601, 8-70499
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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