Joseph J. Drzewiecki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph James Drzewiecki, who also goes by Joseph Jay Drewiecki, Jay Drzewiecki, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1968. Joseph had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2009 - September 23, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 26, 2009 - September 23, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 27, 2009 - August 26, 2009
MUTUAL SERVICE CORPORATION
March 31, 1999 - August 26, 2009
MUTUAL SERVICE CORPORATION
May 18, 1990 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
August 3, 1988 - May 18, 1990
JONATHAN ALAN & CO., INC.
January 14, 1977 - August 16, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
October 21, 1968 - April 10, 1977
LINSCO FINANCIAL GROUP, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/16/1968
Registered Representative ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
