Matthew L. Ridley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Luther Ridley, who also goes by Matt Ridley, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2020. Matthew had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2024 - October 17, 2025
LRI INVESTMENTS
November 23, 2020 - July 2, 2025
M HOLDINGS SECURITIES, INC.
August 27, 2020 - August 18, 2025
M HOLDINGS SECURITIES, INC.
Primary Firm SEC Registration
LRI INVESTMENTS
CRD#: 323556 / SEC#: 801-127277
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/27/2020
General Securities Representative ExaminationCurrent Firm
LRI INVESTMENTS
CRD#: 323556 / SEC#: 801-127277
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,295 |
| AUM (Assets Under Management) | $ 1,404,038,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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