EJ
Edgar J. Jimenez Mora
SOVRAN ADVISORS
San Diego, CA 92103
Some features on this profile are disabled
CRD#: 7231846
EJ
Professional summary
Edgar Javier Jimenez Mora, who also goes by Edgar Javier Jimenezmora, Edgar J Jimenez, Edgar Javier Jimenez, Edgar Jimenez, Edgar Javier Jimenez Mora, Edgar Jimenez Mora, Edgar J Mora, Edgar Javier Mora, Edgar Mora, is a registered financial advisor currently at SOVRAN ADVISORS, LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California.
Edgar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Edgar has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edgar Javier Jimenezmora | Edgar J Jimenez | Edgar Javier Jimenez | Edgar Jimenez | Edgar Javier Jimenez Mora | Edgar Jimenez Mora | Edgar J Mora | Edgar Javier Mora | Edgar Mora
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2020 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 15 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: EL RANCHITO INVESTMENT RELATED: NO ADDRESS: 281 N MAIN STREET BISHOP, CA 93514 NATURE OF BUSINESS: RESTAURANT START DATE: 05/2018 POSITION/TITLE/RELATIONSHIP: GENERAL MANAGER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: EL RANCHITO IS FAMILY RESTAURANT, MY MAIN ROLE AND RESPONSABILITIES ARE TO MANAGE BUSINESS COSTS, ANALYZE BUSINESS PERFORMANCE 4. NAME OF OTHER BUSINESS: MORA ADMINISTRATIVE MANAGEMENT INVESTMENT RELATED: NO ADDRESS: 3766 SWIFT AVENUE APT 12 SAN DIEGO, CA 92104 NATURE OF BUSINESS: START DATE: 08/2023 POSITION/TITLE/RELATIONSHIP: STREAMLINE BUSINESS PROCESSES AND PERFORMANCES. APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: OPERATIONAL ASSESSMENT: EVALUATION PRACTICES AND OFFER PROCESSES FOR IMPROVEMENT. ANALYZE UNIQUE BUSINESS NEEDS, STREAMLINE OPERATIONS AND ENHANCE PRODUCTIVITY. 5. NAME OF OTHER BUSINESS: FINANCIAL HAUS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE COMPREHENSIVE FINANCIAL PLANNING, INVESTMENT AND INSURANCE ADVICE TO CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Edgar Javier Jimenez Mora's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2024 - Present
SOVRAN ADVISORS, LLC
Office #1: 1253 University Ave #1002, San Diego, CA 92103RIA
CRD#: 329415
San Diego, CA
Current
February 22, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1253 University Ave Ste 1002, San Diego, CA 92103BD
CRD#: 13572
SAN DIEGO, CA
Past
August 24, 2022 - March 5, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
San Diego, CA
Past
August 11, 2022 - March 5, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
San Diego, CA
Past
April 8, 2022 - August 9, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
San Diego, CA
Past
February 7, 2022 - August 9, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
San Diego, CA
Past
July 6, 2020 - January 20, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BISHOP, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - (1/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/7/2024)
RR
California(2/23/2024)
IAR
California(2/23/2024)
RR
Colorado(2/26/2024)
RR
Florida(2/23/2024)
RR
Georgia(3/28/2024)
RR
Maryland(2/27/2024)
RR
Michigan(8/26/2024)
RR
Missouri(3/27/2024)
RR
Nevada(2/23/2024)
RR
New Hampshire(4/3/2024)
RR
New Jersey(3/17/2025)
RR
Ohio(3/27/2024)
RR
Oregon(2/11/2025)
RR
Pennsylvania(2/23/2024)
RR
Tennessee(2/27/2024)
RR
Texas(2/23/2024)
IAR
Texas(2/27/2024)
RR
Utah(2/22/2024)
RR
Virginia(3/27/2024)
RR
Washington(3/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 7/6/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - (1/12/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3131 Camino Del Rio N. Suite 800, San Diego, CA 92108
Mailing Address
Phone number
(619) 281-9890
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,470 |
| AUM (Assets Under Management) | $ 1,308,617,291 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
