Amber E. Norris
Professional summary
Amber Elizabeth Norris, who also goes by Amber Norris, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Encino, California.
Amber is registered as a RR (Registered Representative) and started their career in finance in 2022. Amber has worked at 2 firms and has passed the Series 63, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amber Elizabeth Norris's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2025 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 16530 Ventura Blvd, Suite 604, Encino, CA 91436August 12, 2022 - May 20, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2025)
Exams
Series 6TO
Date: 1/21/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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