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Shane M. Scott
TURNER FINANCIAL GROUP
Lewes, DE 19958
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CRD#: 7229005
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Professional summary
Shane Mark Scott is a registered financial advisor currently at TURNER FINANCIAL GROUP, INC. located in Lewes, Delaware.
Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Shane has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shane Mark Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2024 - Present
TURNER FINANCIAL GROUP, INC.
Office #1: 17527 Nassau Commons Blvd. Suite 111, Lewes, DE 19958RIA
CRD#: 134204
Lewes, DE
Past
May 31, 2023 - August 5, 2024
SGL FINANCIAL, LLC
RIA
CRD#: 158023
Lewes, DE
Past
March 27, 2020 - May 1, 2023
OXLEY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 293174
NORTH CAPE MAY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TURNER FINANCIAL GROUP, INC.
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC
CRD#: 134204 / SEC#: 801-129021
RIA
Registered Investment Advisory firm - (11/3/2023 Approved)Alabama
Registered Investment Advisory firm - (11/17/2023 Terminated)Florida
Registered Investment Advisory firm - (11/17/2023 Terminated)Louisiana
Registered Investment Advisory firm - (11/20/2023 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2023 Terminated)Texas
Registered Investment Advisory firm - (11/17/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(7/25/2024)
Current Firm
TF
TURNER FINANCIAL GROUP, INC.
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC
CRD#: 134204 / SEC#: 801-129021
RIA
Registered Investment Advisory firm - (11/3/2023 Approved)Alabama
Registered Investment Advisory firm - (11/17/2023 Terminated)Florida
Registered Investment Advisory firm - (11/17/2023 Terminated)Louisiana
Registered Investment Advisory firm - (11/20/2023 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2023 Terminated)Texas
Registered Investment Advisory firm - (11/17/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4366 5th Avenue, Pace, FL 32571-1810
Mailing Address
Phone number
(850) 995-1797
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 171,026,487 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TURNER FINANCIAL GROUP, INC.
CRD#: 134204Lewes, DE 19958TRUST BUT VERIFY
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