DL
Daniel E. Lawrence
FIRST COMMAND ADVISORY SERVICES
Leavenworth, KS 66048
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CRD#: 7227553
DL
Professional summary
Daniel Edward Lawrence Jr, who also goes by Daniel Edward Lawrence, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Leavenworth, Kansas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Leavenworth, Kansas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Daniel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Edward Lawrence
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: Dan Lawrence LLC ; Whether the business is investment-related: Yes ; Address of the other business: 417 S. 2nd St. Suite D101, Leavenworth, KS 66048 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Sole Member ; The start date of your relationship: Aug 31, 2022 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: 1 to 5 ; Briefly describe your duties relating to the other business: This LLC was created to provide Payroll, Tax and Liability protection for my First Command Business. (2) Name of the other business: Pony Express Advisors, LLC Whether the business is investment-related: Yes Address of the other business: 417 S. 2nd Street, Suite D101, Leavenworth, KS 66048 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Partner The start date of your relationship: Dec 30, 2021 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Purpose of the business is to obtain office space, equipment, office support staff and other items necessary to support and facilitate the business operations of the First Command Advisors at the Leavenworth, KS district. I am a First Command Advisor and member of the Pony Express Advisors LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Edward Lawrence Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2021 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 417 S 2nd St Ste D-101, Leavenworth, KS 66048RIA
CRD#: 281958
Leavenworth, KS
Current
September 23, 2020 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 417 S 2nd Street Suite D-101, Leavenworth, KS 66048BD
CRD#: 3641
Leavenworth, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(1/14/2021)
IAR
Kansas(1/14/2021)
RR
Michigan(11/20/2023)
RR
Missouri(2/11/2021)
RR
Virginia(6/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/23/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Leavenworth, KS 66048TRUST BUT VERIFY
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