EM
Eli T. Mardock
STONEBRIDGE WEALTH SYSTEMS LLC
Lincoln, NE 68516
Some features on this profile are disabled
CRD#: 7226971
EM
Professional summary
Eli T Mardock, who also goes by Eli Todd Mardock, is a registered financial advisor currently at STONEBRIDGE WEALTH SYSTEMS LLC located in Lincoln, Nebraska.
Eli is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Eli has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eli Todd Mardock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
50% OWNER, MUSIC COMPOSER / WRITER, 1521 SUNSET ROAD, LINCOLN, , NEBRASKA, 68506, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/11/2005, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COMPOSE MUSIC AND LYRICS FOR FILM, TELEVISION, AND COMMERCIAL USES. 100% OWNER, BACKSTAGE BAR LLC DBA DINTY MOORE'S BAR, NOT INVESTMENT RELATED, 108 S. 8TH STREET, NEBRASKA CITY, , NEBRASKA, 68410, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS,MANAGING MEMBER START DATE: 5/29/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE BUSINESS ADMINISTRATION STONEBRIDGE INSURANCE AND WEALTH MANAGEMENT. INVESTMENT RELATED. 3801 UNION DRIVE STE 204 LINCOLN NE 68516. FINANCIAL SERVICES BUSINESS. INSURANCE AGENT. START DATE: 1/10/2022. HOURS PER MONTH: 80, HOURS DURING SECURITIES TRADING HOURS: 0-5, TERM AND PERMANENT LIFE INSURANCE, DISABILITY INSURANCE, LONG-TERM CARE INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Eli T Mardock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2023 - Present
STONEBRIDGE WEALTH SYSTEMS LLC
Office #1: 5733 S 34th Street #300, Lincoln, NE 68516RIA
CRD#: 327894
Lincoln, NE
Past
March 28, 2022 - November 29, 2023
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
LINCOLN, NE
Past
October 12, 2020 - December 21, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STONEBRIDGE WEALTH SYSTEMS LLC
STONEBRIDGE WEALTH SYSTEMS LLC | STONEBRIDGE WEALTH, LLC
CRD#: 327894 / SEC#: 801-128877
RIA
Registered Investment Advisory firm - (10/12/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(11/29/2023)
IAR
Texas(10/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SW
STONEBRIDGE WEALTH SYSTEMS LLC
STONEBRIDGE WEALTH SYSTEMS LLC | STONEBRIDGE WEALTH, LLC
CRD#: 327894 / SEC#: 801-128877
RIA
Registered Investment Advisory firm - (10/12/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
108 1st Avenue Place, Kearney, NE 68847
Mailing Address
Phone number
(308) 698-0144
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,152 |
| AUM (Assets Under Management) | $ 276,013,268 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEBRIDGE WEALTH SYSTEMS LLC
CRD#: 327894Lincoln, NE 68516TRUST BUT VERIFY
Monitor Eli Mardock
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
