Steven R. Ruhberg
Professional summary
Steven Richard Ruhberg is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2020. Steven has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Richard Ruhberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 10, 2020 - October 12, 2023
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2023)
(10/9/2023)
Exams
Series 6TO
Date: 7/10/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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