Sean Michael Facey
Professional Summary
Sean Michael Facey is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Vero Beach, Florida. Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sean has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ANTHEM FINANCIAL PARTNERS | SWAN FINANCIAL GROUP | SUNBURST FINANCIAL MANAGEMENT | ROSS CAPITAL MARKETS | PRINCIPLED WEALTH MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | GILCHRIST WEALTH MANAGEMENT | EVERGREEN FINANCIAL GROUP | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | DEK WEALTH | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
Contact Information
Main Address
2350 Nw 128th St, Urbandale, IA 50323Phone Number
(515) 461-5123# of Employees
37SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,881AUM (Assets Under Management)
$518,379,731Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ANTHEM FINANCIAL PARTNERS | SWAN FINANCIAL GROUP | SUNBURST FINANCIAL MANAGEMENT | ROSS CAPITAL MARKETS | PRINCIPLED WEALTH MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | GILCHRIST WEALTH MANAGEMENT | EVERGREEN FINANCIAL GROUP | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | DEK WEALTH | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
State Registrations and Notice Filings
(5/20/2026)
(6/9/2026)
(5/28/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Facey's CRS (Customer Relationship Summary).
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