SF
Sean M. Facey
INDEPENDENT WEALTH NETWORK
VERO BEACH, FL 32963
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CRD#: 7226449
SF
Professional summary
Sean Michael Facey is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Vero Beach, Florida.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sean has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Facey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2026 - Present
INDEPENDENT WEALTH NETWORK, INC.
Office #1: Affinity Wealthcare, Llc 505 Beachland Blvd. Ste 1 #1167, Vero Beach, FL 32963RIA
CRD#: 286262
VERO BEACH, FL
Past
March 20, 2024 - August 27, 2025
FISHER INVESTMENTS
RIA
CRD#: 107342
Tampa, FL
Past
July 8, 2023 - December 14, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
WINTER PARK, FL
Past
July 6, 2023 - December 14, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
WINTER PARK, FL
Past
June 12, 2020 - January 27, 2022
EDWARD JONES
RIA
CRD#: 250
SEBASTIAN, FL
Past
May 11, 2020 - January 27, 2022
EDWARD JONES
BD
CRD#: 250
SEBASTIAN, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | ROSS CAPITAL MARKETS | PRINCIPLED WEALTH MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | GILCHRIST WEALTH MANAGEMENT | EVERGREEN FINANCIAL GROUP | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | DEK WEALTH | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/20/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/11/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | ROSS CAPITAL MARKETS | PRINCIPLED WEALTH MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | GILCHRIST WEALTH MANAGEMENT | EVERGREEN FINANCIAL GROUP | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | DEK WEALTH | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)Loading...
Contact information
Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,626 |
| AUM (Assets Under Management) | $ 422,577,169 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT WEALTH NETWORK, INC.
CRD#: 286262Vero Beach, FL 32963TRUST BUT VERIFY
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