Shane Ferris Mahmood
Professional Summary
Shane Ferris Mahmood is a registered financial advisor currently at ACC SECURITIES, LLC located in Dallas, Texas. Shane is registered as a RR (Registered Representative) and started their career in finance in 2021. Shane has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
ACC SECURITIES, LLC
Contact Information
Main Address
14180 Dallas Parkway Suite 350, Dallas, TX 75254Mailing Address
14180 Dallas Parkway Suite 350, Dallas, TX 75254Phone Number
(214) 217-7754Established
Texas since 09/16/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/20/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Apr 2023About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed May 2021About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Shane Ferris Mahmood's CRS (Customer Relationship Summary).
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