Mark L. Sansoterra

HIGHVIEW CAPITAL MANAGEMENT

Buffalo Grove, IL 60089

Some features on this profile are disabled

CRD#: 7225934

Professional summary

Mark Louis Sansoterra is a registered financial advisor currently at HIGHVIEW CAPITAL MANAGEMENT, LLC located in Buffalo Grove, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Mark has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Louis Sansoterra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2020 - Present

HIGHVIEW CAPITAL MANAGEMENT, LLC

Office #1: 2150 E. Lake Cook Road Suite 820, Buffalo Grove, IL 60089

RIA

CRD#: 306195

Buffalo Grove, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHVIEW CAPITAL MANAGEMENT, LLC

CRD#: 306195 / SEC#: 801-121296

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

Illinois

Registered Investment Advisory firm - (5/24/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HIGHVIEW CAPITAL MANAGEMENT, LLC

CRD#: 306195 / SEC#: 801-121296

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

Illinois

Registered Investment Advisory firm - (5/24/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2150 E. Lake Cook Road Suite 820, Buffalo Grove, IL 60089

Mailing Address

Phone number

(888) 757-6610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/6/2025)

PART2B MCNITT (2/6/2025)

PART2B SANSOTERRA (2/6/2025)

PART2B STREIT (2/6/2025)

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 363,611,405

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark L. Sansoterra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Louis Sansoterra's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHVIEW CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

HIGHVIEW CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

HIGHVIEW CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGHVIEW CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors