Larry D. Rowley
Professional summary
Larry D Rowley, who also goes by Larry David Rowley, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Larry is registered as a RR (Registered Representative) and started their career in finance in 1981. Larry has worked at 10 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Larry D Rowley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 30, 2022 - December 31, 2024
J. ALDEN ASSOCIATES, INC.
October 2, 2008 - June 1, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 5, 2003 - September 12, 2008
PACIFIC WEST SECURITIES, INC.
November 16, 1998 - September 23, 2003
SENTRA SECURITIES CORPORATION
March 29, 1995 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
December 22, 1989 - February 13, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
September 30, 1987 - December 31, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 3, 1986 - September 30, 1987
IRONWOOD SECURITIES, INC.
February 2, 1981 - January 31, 1986
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2025)
(2/24/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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