LF
Laura M. Fazzini
AMERITAS INVESTMENT COMPANY
Phoenixville, PA 19460
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CRD#: 7225240
LF
Professional summary
Laura May Fazzini is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Phoenixville, Pennsylvania.
Laura is registered as a RR (Registered Representative) and started their career in finance in 2022. Laura has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Laura May Fazzini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2022 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1260 Valley Forge Rd. Suite 107, Phoenixville, PA 19460BD
CRD#: 14869
Phoenixville, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2025)
RR
Arizona(11/15/2023)
RR
California(11/15/2023)
RR
Colorado(11/15/2023)
RR
Connecticut(7/13/2023)
RR
Delaware(11/15/2023)
RR
District of Columbia(11/15/2023)
RR
Florida(9/6/2023)
RR
Georgia(11/15/2023)
RR
Hawaii(11/15/2023)
RR
Indiana(8/20/2024)
RR
Kentucky(11/15/2023)
RR
Maryland(11/15/2023)
RR
Massachusetts(10/17/2023)
RR
Michigan(11/15/2023)
RR
Minnesota(11/15/2023)
RR
Missouri(11/16/2023)
RR
New Hampshire(11/15/2023)
RR
New Jersey(11/15/2023)
RR
New York(11/15/2023)
RR
North Carolina(11/15/2023)
RR
Ohio(11/15/2023)
RR
Oregon(11/15/2023)
RR
Pennsylvania(7/13/2023)
RR
South Carolina(11/15/2023)
RR
Tennessee(5/31/2024)
RR
Texas(11/15/2023)
RR
Utah(11/15/2023)
RR
Vermont(11/15/2023)
RR
Virginia(11/15/2023)
RR
Washington(11/15/2023)
RR
Wisconsin(11/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/9/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AMERITAS INVESTMENT COMPANY, LLC
AMERITAS ADVISORY SERVICES | THE ADVISORS GROUP (TAG) | SOWER SECURITIES CORP. | BLN INVESTMENT CORP. | AMERITAS INVESTMENT CORP. | AMERITAS INVESTMENT CORP | AMERITAS INVESTMENT COMPLANY, LLC | AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
5900 "o" Street, Lincoln, NE 68510
Mailing Address
Po Box 5507, Lincoln, NE 68505-0507
Phone number
(800) 335-9858
Established
Nebraska since 04/10/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
