Adam Todd Hark
Professional Summary
Adam Todd Hark is a registered financial advisor currently at WELLESLEY HILLS CAPITAL located in Newton, Massachusetts and WELLESLEY HILLS SECURITIES located in Newton, Massachusetts. Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Adam has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, Series 79TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
WELLESLEY HILLS CAPITAL | WELLESLEY HILLS CAPITAL CORPORATION
Contact Information
Main Address
1087 Beacon Street Ste 204, Newton, MA 02459Phone Number
(617) 645-4040# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/19/2024)
(4/5/2024)
(5/1/2024)
(8/15/2024)
(8/21/2024)
(6/5/2020)
(3/24/2022)
(12/10/2024)
(12/10/2024)
(11/19/2024)
(3/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Dec 2020About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Adam Todd Hark's CRS (Customer Relationship Summary).
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