Maureen L. Beshar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen L Beshar, who also goes by Maureen A Beshar, Maureen A Loff, Maureen Loff, Maureen A Loff, Maureen Loff, Maureen A Tobin, Maureen Tobin, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 1981. Maureen had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2018 - February 12, 2021
FORESIDE FUND SERVICES, LLC
January 27, 2014 - October 19, 2016
NUVEEN SECURITIES, LLC
August 12, 2010 - November 12, 2013
FRANKLIN DISTRIBUTORS, LLC
May 24, 2004 - May 13, 2010
LAZARD ASSET MANAGEMENT SECURITIES LLC
April 26, 1999 - April 16, 2004
GPC SECURITIES, INC.
May 18, 1993 - August 27, 1998
BOSTON PARTNERS SECURITIES, L.L.C.
July 15, 1982 - February 16, 1993
CITIGROUP GLOBAL MARKETS INC.
January 19, 1981 - November 19, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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