Maureen E. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Elizabeth Murphy, who also goes by Maureen Elizabeth Odriscoll, Maureen Elizabeth VItiello, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 1981. Maureen had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2013 - September 16, 2014
SIGNATOR FINANCIAL SERVICES, INC.
January 4, 2008 - September 16, 2014
SIGNATOR INVESTORS, INC.
January 2, 2008 - September 16, 2014
SIGNATOR INVESTORS, INC.
October 20, 2004 - April 2, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - April 2, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 16, 2003 - October 20, 2004
QUICK & REILLY, INC.
November 16, 1994 - October 20, 2004
QUICK & REILLY, INC.
December 23, 1992 - November 9, 1994
UBS FINANCIAL SERVICES INC.
October 19, 1992 - December 2, 1992
ROBERT TODD FINANCIAL CORP.
January 19, 1981 - December 13, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/9/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIGNATOR FINANCIAL SERVICES, INC.
CRD#: 19061 / SEC#: 801-66750, 8-37112
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK FINANCIAL NETWORK, INC. | PARENT COMPANY | |
| ABERIZK, EMIL JOSEPH JR | DIRECTOR | 1049525 |
| ARMSTRONG, ABIGAIL MARIE | SECRETARY/CLERK & COUNSEL | 1239945 |
| CLARK, JEFFREY STEPHEN | VICE PRESIDENT, DIRECTOR OF FINANCE, FINANCIAL PRINCIPAL | 4974902 |
| HEAPPS, BRIAN BASIL | DIRECTOR | 1666475 |
| HORACK, THOMAS JOSEPH | CHIEF COMPLIANCE OFFICER | 861315 |
| K VD HAGEN, HALINA | DIRECTOR | 6582303 |
| KARMAN, MITCHELL ANDREW | DIRECTOR | 2837307 |
| MARYANOPOLIS, CHRISTOPHER | PRESIDENT | 3041077 |
| REBMAN, JILL DENISE | DIRECTOR | 6520386 |
| RIGATTI, MATTHEW FORREST | DIRECTOR | 2461646 |
| RISPOLI, FRANK JOSEPH | DIRECTOR | 4364402 |
| SUMINSKI, JOHN WILLIAM | DIRECTOR | 6009337 |
| TETA, ANTHONY MAURICE | DIRECTOR | 4617856 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
