John J. Loughlin

JOHN J. LOUGHLIN, INVESTMENT ADVISOR

Creve Coeur, MO

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CRD#: 722392

Professional summary

John Jackson Loughlin is a registered financial advisor currently at JOHN J. LOUGHLIN, INVESTMENT ADVISOR located in Creve Coeur, Missouri.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. John has worked at 5 firms and has passed the Series 65, Series 63, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I became a faculty member at Lindenwood University in June of 2010, and continue to work for them as an instructor. Lindenwood is located at 209 S.Kingshighway St., St. Charles, Missouri 63301. This employment is not investment-related. I work in this capacity between 5-10 hours a week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Jackson Loughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2018 - Present

JOHN J. LOUGHLIN, INVESTMENT ADVISOR

RIA

CRD#: 117247

Creve Coeur, MO

Past

October 31, 1995 - December 22, 2008

NATIONAL ADVISORS & CONSULTANTS, INC.

RIA

CRD#: 117239

ST. LOUIS, MO

Past

May 23, 1989 - May 2, 1990

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908

Past

June 19, 1987 - May 10, 1989

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

January 19, 1981 - June 30, 1987

UBS FINANCIAL SERVICES INC.

CRD#: 8174

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 11/16/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 1/17/1981

General Securities Representative Examination

Current Firm

JOHN J. LOUGHLIN, INVESTMENT ADVISOR

JOHN J. LOUGHLIN, INVESTMENT ADVISOR | LOUGHLIN, JOHN JACKSON | JOHN JACKSON LOUGHLIN, INVESTMENT ADVISOR

CRD#: 117247 / SEC#:

Missouri

Registered Investment Advisory firm - (3/27/1990 Approved)

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Contact information

Main Address

Creve Coeur, MO

Mailing Address

Phone number

(314) 504-0607

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 6,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John J. Loughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Jackson Loughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN J. LOUGHLIN, INVESTMENT ADVISOR

NATIONAL ADVISORS & CONSULTANTS, INC.

MERCANTILE INVESTMENT SERVICES, INC.

A. G. EDWARDS & SONS, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/2018

Series 63

Date: 1/23/1981

Series 5

Date: 11/16/1981

Series 7

Date: 1/17/1981

Current Firm

JOHN J. LOUGHLIN, INVESTMENT ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHN J. LOUGHLIN, INVESTMENT ADVISOR

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