Catherine D. Atsumi
Professional summary
Catherine Drummond Atsumi, who also goes by Catherine Drummond Atsumi, Catherine Louise Drummond, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Wilmington, North Carolina and FIRST COMMAND BROKERAGE SERVICES, INC. located in Wilmington, North Carolina.
Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Catherine has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Drummond Atsumi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2024 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 2709 Market Street, Suite 102, Wilmington, NC 28403January 3, 2024 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 2709 Market Street, Suite 102, Wilmington, NC 28403August 18, 2023 - November 9, 2023
EDWARD JONES
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2024)
(1/24/2024)
Exams
Series 7TO
Date: 8/17/2023
General Securities Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
