Randi P. Mason
Professional summary
Randi Patrice Mason is a registered financial professional currently at LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York.
Randi is registered as a RR (Registered Representative) and started their career in finance in 1981. Randi has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 14, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randi Patrice Mason's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2006 - Present
LEBENTHAL FINANCIAL SERVICES, INC.
Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753Office #2: 500 N. Broadway Suite 238, Jericho, NY 11753January 23, 1996 - February 6, 1997
FIRST WILLISTON CORPORATION
June 15, 1995 - March 28, 2007
NORTHEAST SECURITIES, LLC
January 11, 1995 - June 16, 1995
SANDLER, O'NEILL & PARTNERS, L.P.
October 24, 1990 - June 8, 1995
ADAMS, COHEN SECURITIES INC.
June 19, 1985 - September 24, 1990
PRUDENTIAL EQUITY GROUP, LLC
January 4, 1984 - May 31, 1984
SUTRO & CO. INCORPORATED
January 19, 1981 - August 12, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 3/15/1984
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
LEBENTHAL FINANCIAL SERVICES, INC.
CRD#: 137988 / SEC#: , 8-67140
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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