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Walker Mays

CNL SECURITIES
ORLANDO, FL
·CRD# 7222967·6 years experience

Professional Summary

Walker Mays is a registered financial advisor currently at CNL SECURITIES CORP. located in Orlando, Florida. Walker is registered as a RR (Registered Representative) and started their career in finance in 2020. Walker has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

CNL SECURITIES CORP.·CRD# 10356
BD
450 South Orange Avenue Suite 1400, Orlando, FL 32801
May 27, 2020 - Present

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Current Firm

CS
CNL SECURITIES CORP.

CENTENNIAL INVESTMENT COMPANY | CNL SECURITIES CORP. | CNL INVESTMENT COMPANY | CNL

CRD#: 10356 / SEC#: 8-26901
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

450 South Orange Avenue Suite 1400, Orlando, FL 32801

Mailing Address

P.o Box 4920, Orlando, FL 32802-4920

Phone Number

(407) 650-1000

Established

Florida since 11/13/1979

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CNL FINANCIAL GROUP, INC.PARENT COMPANY OF CNL SECURITIES CORP.—
BOYCE, KATHLEEN ANNECHIEF COMPLIANCE OFFICER3086688
HELMS, BRACKSTON EDWARDCO-PRESIDENT2730942
MUJA, GZIMCO-PRESIDENT2916434
MUJA, GZIMNATIONAL SALES DIRECTOR2916434
TURNER, TRACY JEANNECHIEF FINANCIAL OFFICER, FINOP & TREASURER6122300

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(7/9/2025)
RR
Florida
(5/27/2020)
RR
Illinois
(7/13/2023)
RR
Iowa
(7/13/2023)
RR
Kansas
(7/13/2023)
RR
Minnesota
(7/13/2023)
RR
Missouri
(11/7/2023)
RR
Nebraska
(7/13/2023)
RR
North Dakota
(7/13/2023)
RR
South Dakota
(7/13/2023)
RR
Wyoming
(7/9/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Walker Mays's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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WM
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