Matthew D. Rouillier
CETERA INVESTMENT ADVISERS LLC
NASHVILLE, TN 37221
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CRD#: 7221842
Professional summary
Matthew Dillon Rouillier, CFP®, who also goes by Matt D Rouillier, Matt Dillon Rouillier, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Nashville, Tennessee and CETERA WEALTH SERVICES, LLC located in Nashville, Tennessee.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt D Rouillier | Matt Dillon Rouillier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PEGGY J. ROUILLIER INC; Investment Related; 237 Old Hickory Blvd, Suite 100, Nashville TN 37221; Investments & Insurance; Administrative Assistant; Start Date 01/2020; 172 hour per month with 160 hour per month occurring during trading hours; Administrative support to registered associates. >> MATT ROUILLIER; Investment Related; 237 Old Hickory Blvd, Suite 100, Nashville TN 37221; Insurance; Independent Producer; Start Date 01/2021; 4 hours per month with those 4 hours per month occurring during trading hours; Sales and service of insurance products, including but not limited to, Life, Long-Term Care, Disability and Health. >> MATT ROUILLIER; Non-Investment Related; 237 Old Hickory Blvd, Suite 100, Nashville TN 37221; Accounting; CPA; Start Date 06/2020; Hours per month will vary; Accounting services. I will prepare client returns as needed for clients. >> TRUST; Non-Investment Related; Nashville, TN 37209; Other; Trustee; Start Date 04/2019; No hours per month; I am trustee of my own living trust. >> WEALTH MANAGEMENT GROUP; Investment Related; 237 Old Hickory Blvd, Suite 100, Nashville TN 37221; Investments & Insurance; Investment Advisor; Start Date 01/2020; 160 hours per month with 160 hours per month occurring during trading hours; financial planning, investment planning, and overall financial advice.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Dillon Rouillier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 237 Old Hickory Blvd. Ste. 100, Nashville, TN 37221RIA
CRD#: 105644
NASHVILLE, TN
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 237 Old Hickory Blvd. Ste. 100, Nashville, TN 37221BD
CRD#: 13572
Nashville, TN
Past
May 27, 2020 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Nashville, TN
Past
March 11, 2020 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Nashville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/20/2025)
RR
Kentucky(3/31/2025)
RR
North Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
IAR
Tennessee(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
