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Stephanie Chow

HAROLD DAVIDSON & ASSOCIATES
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 7221549
SC

Professional summary

Stephanie Chow, who also goes by Stephanie Po Man Chow, is a registered financial advisor currently at HAROLD DAVIDSON & ASSOCIATES, INC located in Los Angeles, California.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Stephanie has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephanie Po Man Chow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Chow's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2025 - Present

HAROLD DAVIDSON & ASSOCIATES, INC

Office #1: 1801 Century Park East #2150, Los Angeles, CA 90067
RIA
CRD#: 110994
Los Angeles, CA
Past

December 16, 2024 - May 30, 2025

SEIA

RIA
CRD#: 108163
Redondo Beach, CA
Past

November 11, 2024 - May 30, 2025

SIGNATURE ESTATE SECURITIES, LLC

BD
CRD#: 18923
Redondo Beach, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HD
HAROLD DAVIDSON & ASSOCIATES, INC
HAROLD DAVIDSON & ASSOCIATES INC | HAROLD DAVIDSON & ASSOCIATES, INC

CRD#: 110994 / SEC#: 801-9752

RIA
Registered Investment Advisory firm - (2/24/1974 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/13/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/19/2021
Securities Industry Essentials Examination

Current Firm

HD
HAROLD DAVIDSON & ASSOCIATES, INC
HAROLD DAVIDSON & ASSOCIATES INC | HAROLD DAVIDSON & ASSOCIATES, INC

CRD#: 110994 / SEC#: 801-9752

RIA
Registered Investment Advisory firm - (2/24/1974 Approved)
Loading...

Contact information

Main Address
1801 Century Park East #2150, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 553-5551
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE 2021 (3/3/2026)

Regulatory assets under management

Total Number of Accounts423
AUM (Assets Under Management)$ 390,521,587

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAROLD DAVIDSON & ASSOCIATES, INC

CRD#: 110994Los Angeles, CA 90067

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